Best Investors Account Sign in

Michael Brian Wargo

LPl Financial LLC

Murrysville, PA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-07-21
PA RA APPROVED 2021-07-21
  • OH RA
    APPROVED
    Since 2021-07-21
  • PA RA
    APPROVED
    Since 2021-07-21

Branch Locations

3141 Lillian Ave Ste 3, Murrysville, PA 15668 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Murrysville PA 07/2013 07/2021
Various Insurance Carriers For W&R Insurance Agencies Monroeville PA 07/2013 07/2021
The Cypher Group Llc Washington PA 03/2017 Present
The Cypher Group Washington PA 03/2017 01/2018
Turtle Creek Evening Rotary Satellite Club Harrison City PA 07/2018 Present
Ohio State Alumni Association Columbus OH 10/2018 Present
Wilmerding Mckeesport Ymca Pittsburgh PA 09/2016 10/2018
The Monroeville Foundation Monroeville PA 05/2019 Present
Rotary International District 7300 Pittsburgh PA 07/2019 Present
Lpl Financial, Llc Murrysville PA 07/2021 Present
  • 07/2013 → 07/2021
    Waddell & Reed, Inc
    Murrysville, PA
  • 07/2013 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Monroeville, PA
  • 03/2017 → Present
    The Cypher Group Llc
    Washington, PA
  • 03/2017 → 01/2018
    The Cypher Group
    Washington, PA
  • 07/2018 → Present
    Turtle Creek Evening Rotary Satellite Club
    Harrison City, PA
  • 10/2018 → Present
    Ohio State Alumni Association
    Columbus, OH
  • 09/2016 → 10/2018
    Wilmerding Mckeesport Ymca
    Pittsburgh, PA
  • 05/2019 → Present
    The Monroeville Foundation
    Monroeville, PA
  • 07/2019 → Present
    Rotary International District 7300
    Pittsburgh, PA
  • 07/2021 → Present
    Murrysville, PA
Previous Registrations
  • 2013-07-16 → 2021-07-21
    Waddell & Reed
    Hamden, CT
    Washington, PA
    Pittsburgh, PA
    Murrysville, PA
Other Businesses

1. 08/13/2021/Universal Life Church/Outside/W-2 Employment/Investment Related/2 HRS/MO/Murrysville, PA 2. 10/2018/Ohio State Alumni Association/Other/Investment Related/3 HRS/MO/Columbus, OH 3. 07/2019/Rotary International District 7300/Other/Investment Related/20 HRS/MO/Pittsburgh, PA 4. 07/27/2022 - Monroeville Area Chamber of Commerce - Not Investment Related - 2790 Mosside Blvd Monroeville PA 15146 - Outside/W-2 Employment - Start Date - 07/27/2022 - 5 Hours Per Month/0 Hours During Securities Trading. 5. 04/24/2024 - Sound Advice Entertainment - Outside/W-2 Employment - Not Investment Related - Monroeville, PA - Start Date 04/24/2024 - 10 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-18
S63 Uniform Securities Agent State Law Examination 1995-09-21
  • S65 Uniform Investment Adviser Law Examination
    2013-07-18
  • S63 Uniform Securities Agent State Law Examination
    1995-09-21
Other Names
  • Mike Wargo

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Murrysville, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor