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3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2010-08-31 |
Branch Locations
1378 Hilltop Drive, Redding, CA 96003 • United States
3200 East Camelback Road Suite 190, Phoenix, AZ 85018 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual/United Of Omaha Insurance Company | Concord | CA | 06/1993 | Present |
| Mutual Of Omaha Investor Services, Inc. | Concord | CA | 06/1993 | Present |
BLUE CROSS, BLUE SHIELD OF CA, AGENT SELLING health INSURANCE PRODUCTS DURING NORMAL BUSINESS HOURS 8am-5pm JUDY MAXWELL INSURANCE SERVICES, 1378 HILLTOP DR., REDDING, CA 96002, INSURANCE, OWNER/SALES REP., 1993-PRES., 40+ HRS./MTH., SALES, ADMINISTRATION, MAXWELL INSURANCE & FINANCIAL Services INC DBA Maxwell Insurance and Financial, NORTHSTATE INVESTMENTS, INC., REAL ESTATE DEVELOPMENT AND MANAGEMENT, OWNER/OFFICER, NO EMPLOYEES AND NO OTHER OFFICERS. MEDICARE PART D AND MEDICARE SUPPLEMENT INSURANCE SOLD THROUGH VARIOUS CARRIERS, GROUP HEALTH AND ANCILLARY PRODUCTS WITH VARIOUS CARRIERS. INDIVIDUAL AND FAMILY HEALTH PLAN AND ANCILLARY PRODUCTS THROUGH VARIOUS CARRIERS. Altus Maxwell Insurance Associates, Inc., Property & Casualty Insurance sales and service, owner/officer, 1378 Hilltop Drive, Redding, CA, Date of corporation 10/13/18, non-investment related. Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services. Rental income from short-term rental property in Canton, Texas. Sept 19, 2023. 1327 Forrest Drive, Canton, Texas 75103. Not investment related. Redding Rotary Club, Board member. 1700 Pine Street Suite 210 2nd Floor Redding, CA 9600. July 10, 2025. 2 year term. 8-10 hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-06 |
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