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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-08-31
  • CA RA
    APPROVED
    Since 2010-08-31

Branch Locations

1378 Hilltop Drive, Redding, CA 96003 • United States

3200 East Camelback Road Suite 190, Phoenix, AZ 85018 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual/United Of Omaha Insurance Company Concord CA 06/1993 Present
Mutual Of Omaha Investor Services, Inc. Concord CA 06/1993 Present
Other Businesses

BLUE CROSS, BLUE SHIELD OF CA, AGENT SELLING health INSURANCE PRODUCTS DURING NORMAL BUSINESS HOURS 8am-5pm JUDY MAXWELL INSURANCE SERVICES, 1378 HILLTOP DR., REDDING, CA 96002, INSURANCE, OWNER/SALES REP., 1993-PRES., 40+ HRS./MTH., SALES, ADMINISTRATION, MAXWELL INSURANCE & FINANCIAL Services INC DBA Maxwell Insurance and Financial, NORTHSTATE INVESTMENTS, INC., REAL ESTATE DEVELOPMENT AND MANAGEMENT, OWNER/OFFICER, NO EMPLOYEES AND NO OTHER OFFICERS. MEDICARE PART D AND MEDICARE SUPPLEMENT INSURANCE SOLD THROUGH VARIOUS CARRIERS, GROUP HEALTH AND ANCILLARY PRODUCTS WITH VARIOUS CARRIERS. INDIVIDUAL AND FAMILY HEALTH PLAN AND ANCILLARY PRODUCTS THROUGH VARIOUS CARRIERS. Altus Maxwell Insurance Associates, Inc., Property & Casualty Insurance sales and service, owner/officer, 1378 Hilltop Drive, Redding, CA, Date of corporation 10/13/18, non-investment related. Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services. Rental income from short-term rental property in Canton, Texas. Sept 19, 2023. 1327 Forrest Drive, Canton, Texas 75103. Not investment related. Redding Rotary Club, Board member. 1700 Pine Street Suite 210 2nd Floor Redding, CA 9600. July 10, 2025. 2 year term. 8-10 hours per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-30
S63 Uniform Securities Agent State Law Examination 1995-11-06
  • S65 Uniform Investment Adviser Law Examination
    2010-08-30
  • S63 Uniform Securities Agent State Law Examination
    1995-11-06
Designations

View on SEC IAPD

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