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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2021-02-22
TX RA APPROVED_RES 2009-03-27
AR RA APPROVED 2004-04-21
  • OK RA
    APPROVED
    Since 2021-02-22
  • TX RA
    APPROVED_RES
    Since 2009-03-27
  • AR RA
    APPROVED
    Since 2004-04-21

Branch Locations

2217 Woodsprings Rd, Jonesboro, AR 72404 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Thrivent Investment Management Inc Jonesboro AR 07/2002 Present
Other Businesses

TIMBER RIDGE LLC; 2217 WOODSPRINGS RD SUITE C JONESBORO AR 72404 10/01/04; PRESIDENT; NO DUTIES; IT IS A WOODED PIECE OF PROPERTY USED FOR HUNTING FOR THE LLC MEMBERS ONLY AND FUTURE INCOME OF THE SALE OF TREES; NO CURRENT INCOME; 90% OF THE OWNERSHIP IS THE 2 THRIVENT FINANCIAL FAS;S DAN HESSE, AND BARRY HESSE. THE OTHER 10% OWNER IS JAMES HESSE, BROTHER; NO EMPLOYEES, NO SALARIES, NO PAYROLL; INVESTMENT RELATED; NO MORE THAN 2 HRS PER MO; NONE DURING TRADING HRS; MP APPROVES; WE DO HAVE A BUY-SELL AGREEMENT IN PLACE, FUNDED BY THRIVENT POLICIES. JANUARY 2013, RENEWAL LEASING 11.13 ACRES OF MINERIAL RIGHTS TO XTO ENERGY SERVICES. THIS IS OWNED IN- COMMON WITH DAN HESSE. 0 HOURS SPENT. DEER VALLEY ESTATES, LLC POSITION: Member/Owner NATURE: This contains29 lotsfor sale. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/02/2017 ADDRESS: 2217 Woodsorigs Rd, Suite C, Jonesboro AR 72404, United States DESCRIPTION: Owner of LLC. Will overseelot sales. HESSE PROFESSIONAL PROPERTIES, LLC POSITION: Owner NATURE: LLC holds office building for Thrivent business as well as leasing two other spaces. Suite B and Suite A. Suite A and Bis a Health Spa.LLC also holds vacant lot next to building. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/14/2010 ADDRESS: 2217 Woodsprings Rd Suite C, Jonesboro AR 72404, United States DESCRIPTION: none FARM GROUND POSITION: Co-Owner NATURE: 118 acres that may be leased for farming INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2013 ADDRESS: 2217 Woodsprings Rd, Suite C, Jonesboro AR 72404, United States DESCRIPTION: Work with leasee's each year on lease.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-08
S63 Uniform Securities Agent State Law Examination 1995-10-11
  • S66 Uniform Combined State Law Examination
    2004-04-08
  • S63 Uniform Securities Agent State Law Examination
    1995-10-11

View on SEC IAPD

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