John W Ludlow

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 10/2019
  Fidelity Brokerage Services, Inc.
  Omaha, NE
• 07/2018 → 10/2019
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 04/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Kansas City, MO
• 10/2019 → 04/2025
  Commerce Trust Company
  Kansas City, MO
• 11/2014 → 10/2019
  Mass Mutual Life Insurance
  Omaha, NE

Previous Registrations

• 2018-07-13 → 2019-09-20
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2014-12-12 → 2018-07-13
  Strategic Advisers Llc
  Omaha, NE
• 2013-06-24 → 2014-07-29
  Morgan Stanley
  Menlo Park, CA
  Menlo Park, CA
• 2005-12-05 → 2013-05-29
  Orion Portfolio Solutions, Llc
  Omaha, NE

Exams

• S66 Uniform Combined State Law Examination
  2025-09-19
• S65 Uniform Investment Adviser Law Examination
  2005-11-30
• S63 Uniform Securities Agent State Law Examination
  1995-09-07

Other Names

• John Wallace Ludlow