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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-01-09 |
| TX | RA | APPROVED | 2026-01-06 |
Branch Locations
10000 N 31St Ave. Suite D 216, Phoenix, AZ 85051 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Phoenix | Phoenix | AZ | 06/2008 | 05/2017 |
| United Planners' Financial Services | Scottsdale | AZ | 02/2014 | 02/2023 |
| Property & Casualty Insurance | Phoenix | AZ | 10/2010 | Present |
| United Planners' Financial Services | Scottsdale | AZ | 02/2023 | 01/2026 |
| The Capital Advisory Group Llc | Bloomington | MN | 03/2023 | Present |
| The Capital Advisory Group Advisory Services Llc | Peoria | AZ | 07/2024 | 01/2026 |
| Lpl Financial Llc | Phoenix | AZ | 01/2026 | Present |
1. 01/06/2026 - Michael Ruggieri Property and Casualty - Property and Casualty - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Phoenix, AZ - Start Date: 05/01/2014 2. 01/06/2026 - The Capital Advisory Group LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 80 Hour(s)/Month - 80 Hour(s) During Trading - At Reported Business Location (s) - Start Date: 03/01/2023 3.01/06/2026 - Machtig Group Inc., LLC DBA MGI Publishing- Author - Inv Related - 2 Hour(s)/Month - 0 Hour(s) During Trading - Phoenix, AZ - Start Date: 03/01/2023 4. 01/06/2026 - Michael J Ruggieri LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 1 Hour(s)/Month - 1 Hour(s) During Trading - Phoenix, AZ- Start Date: 02/28/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-19 |
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