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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1995-11-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Worth | TX | 07/1995 | Present |
| Bank Of America, Na | Fort Worth | TX | 09/2009 | Present |
I*238 For profit or not for profit: Name of outside business organization: Ralph Walker Investment related: Address of business: Ft Worth, Tx, Texas 76116 Compensation for Activity: Position, title, association: , Start date of relationship: 1/1/1999 Number of hours devoted: 5 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-15 |
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