Ralph Walker

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1995 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Worth, TX
• 09/2009 → Present
  Bank Of America, Na
  Fort Worth, TX

Other Businesses

I*238 For profit or not for profit: Name of outside business organization: Ralph Walker Investment related: Address of business: Ft Worth, Tx, Texas 76116 Compensation for Activity: Position, title, association: , Start date of relationship: 1/1/1999 Number of hours devoted: 5 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-14
• S63 Uniform Securities Agent State Law Examination
  1995-11-15

Other Names

• Ralph Mcbee Walker
• Bo Walker