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Jeffery Albert Ready

Tiaa-Cref Individual & Institutional Services, LLC

Cincinnati, OH

Cincinnati, OH

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-07-18
  • OH RA
    APPROVED
    Since 2024-07-18

Branch Locations

625 Eden Park Drive Baldwin 200, Suite 500, Cincinnati, OH 45202 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Cincinnati OH 04/2015 Present
Tiaa-Cref Individual & Institutional Services, Llc Cincinnati OH 04/2015 Present
Previous Registrations
  • 2012-08-17 → 2015-04-23
    Td Ameritrade, Inc.
    Potomac, MD
  • 2012-08-17 → 2015-04-23
    Td Ameritrade Investment Management, Llc
    Bethesda, MD
  • 2010-09-13 → 2012-06-01
    Alpha Capital Management
    Austin, TX
  • 2009-07-16 → 2010-09-13
    South Texas Money Management, Ltd.
    Austin, TX
    San Antonio, TX
  • 1996-06-21 → 2009-07-07
    Charles Schwab & Co., Inc.
    Houston, TX
    Austin, TX
    Austin, TX
    Plano, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-16
S63 Uniform Securities Agent State Law Examination 1996-06-20
  • S66 Uniform Combined State Law Examination
    2012-08-16
  • S63 Uniform Securities Agent State Law Examination
    1996-06-20
Other Names
  • Jeff Ready
  • Jeffery Albert Ready
  • Jeffrey Albert Ready
  • Jeff A Ready

View on SEC IAPD

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RC CAPITAL
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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