Matthew Roger Bassuk

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → 01/2018
  First Allied Securities, Inc
  San Diego, CA
• 07/2012 → 01/2018
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 05/2017 → 01/2018
  Cetera Advisors Llc
  Denver, CO
• 05/2017 → 01/2018
  Cetera Advisor Networks Llc
  El Segundo, CA
• 07/2017 → 01/2018
  Summit Brokerage Services, Inc.
  Boca Raton, FL
• 07/2017 → 01/2018
  First Allied Securities, Inc.
  San Diego, CA
• 04/2018 → 06/2019
  Sorrento Pacific Financial, Llc
  San Diego, CA
• 04/2018 → 06/2019
  Atria Wealth Solutions
  New York, NY
• 07/2019 → 01/2021
  Unemployed
  San Diego, CA
• 01/2021 → Present
  Independent Financial Group, Inc.
  San Diego, CA
• 10/2022 → Present
  Sagepoint Financial, Inc.
  Phoenix, AZ

Previous Registrations

• 2022-10-24 → 2023-09-01
  Osaic Services, Inc.
  Scottsdale, AZ
• 2021-01-21 → 2021-03-12
  Independent Financial Group, Llc
  San Diego, CA
• 2019-02-13 → 2019-06-07
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Syracuse, NY
• 2019-02-13 → 2019-06-07
  Cuso Financial Services, L.P.
  San Diego, CA
• 2018-04-25 → 2019-06-07
  Sorrento Pacific Financial, Llc
  San Diego, CA
• 2012-07-02 → 2018-02-02
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  San Diego, CA
• 2011-08-29 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-02-06
• S63 Uniform Securities Agent State Law Examination
  1995-12-07