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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-08-31 |
Branch Locations
312 Walnut St Ste 1600 #2, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Cincinnati | OH | 04/2016 | 08/2021 |
| Lpl Financial Llc | Cincinnati | OH | 08/2021 | Present |
1) 8/2021- RENTAL PROPERTY- Owner/landlord- INV RELATED; WALTON, KY- START 4/4/2016- 1hr/MONTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-19 |
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