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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-03 |
| KY | RA | APPROVED | 2003-09-17 |
Branch Locations
408 Blankenbaker Pkwy Suite 100, Louisville, KY 40243-1896 • United States
Louisville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Louisville | KY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Louisville | KY | 03/2020 | Present |
Real Estate Ownership; Lot/Land; Locust Grove Road, Bonnieville KY, ,; Not Investment-Related; 12/31/2018 / Lot/Land; Knob Rd North, , Bonnieville, KY, 40243; Not Investment-Related; 08/03/2020 / Lot/Land; Panther creek Road , , Falls of Rough, KY, 40119; Not Investment-Related; 10/13/2025. Independent Insurance Brokering; Guardian Life Insurance Company; 10/25/2013; . Business Ownership; Todd Christian O'Neil, Inc; Practice Management and Administration; ; 11506 Hickory Bend Hollow Louisville, KY 40291, ,; Not Investment-Related; 04/11/2018; 60 hours per month; 60 during trading hours. Outside Employment; Todd Christian O'Neil, Inc; President - President / Entity Formed to manage Ameriprise Practice; ; 11506 Hickory Bend Hollow, , Louisville, KY, 40291; Investment-Related; 06/27/2017; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-09-12 |
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