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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-07-23 |
| FL | RA | APPROVED | 2017-03-25 |
Branch Locations
2502 N. Rocky Point Drive Suite 695, Tampa, FL 33607 • United States
Beech Mountain, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Tampa | FL | 01/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Tampa | FL | 07/2016 | Present |
| Mml Investors Services, Llc | Tampa | FL | 03/2017 | Present |
NAME: NELSON CASTRO INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 06/01/2005 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 2 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-10-09 |
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