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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-10-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Palmyra | PA | 05/2016 | 12/2017 |
| Private Advisor Group, Llc | Palmyra | PA | 05/2016 | 12/2017 |
| Riverview Bank | Palmyra | PA | 12/2017 | 10/2022 |
| Cetera Investment Services Llc | St.CLoud | MN | 12/2017 | 10/2022 |
| Cetera Investment Advisers Llc | Palmyra | PA | 12/2017 | 10/2022 |
| Infinex Investments, Inc | Meriden | CT | 10/2022 | Present |
| Mid Penn Bank | Palmyra | PA | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-12 |
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