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James Carl Sprecher

J. W. Cole Advisors, Inc.

Palmyra, PA

Tampa, FL

CRD 1579184

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Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2003-09-09
  • PA RA
    APPROVED
    Since 2003-09-09

Branch Locations

200 East Main St., Palmyra, PA 17078 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Your Financial Community Of Pa, Inc. Palmyra PA 01/1985 Present
J.W. Cole Financial, Inc. Tampa FL 09/2003 12/2023
J.W. Cole Advisors, Inc. Tampa FL 09/2003 Present
Infinity Financial Group Palmyra PA 01/2021 12/2023
  • 01/1985 → Present
    Your Financial Community Of Pa, Inc.
    Palmyra, PA
  • 09/2003 → 12/2023
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 09/2003 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 01/2021 → 12/2023
    Infinity Financial Group
    Palmyra, PA
Previous Registrations
Other Businesses

(1) YOUR FINANCIAL COMMUNITY OF PA, INC.; PALMYRA, PA; INSURANCE/ESTATE PLANNING; PRESIDENT/OWNER; 1983-PRESENT; 30 HRS./WK; INSURANCE SALES. (2) DBA - Infinity Financial Group; investment related; 200 E Main Street Palmyra, PA 17078; partner - start 1/20/2021; Educating prospects and clients financial Planning Life Insurance; 40 hours per month, 20 hours per month during trading. (3) YFC Real Estate Ventures; Real Estate; Not investment related; 200 East Main Street; Palmyra PA 17078; Partner; Managing Properties; Start 9/30/24; 0 hours during trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-11-24
  • S63 Uniform Securities Agent State Law Examination
    1993-11-24
Designations
  • Certified Financial Planner
Other Names
  • Jim Sprecher
  • James C Sprecher

View on SEC IAPD

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