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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-10-25 |
| TX | RA | APPROVED | 2023-10-25 |
Branch Locations
9505 Reisterstown Rd. Ste 3 Ne, Owings Mills, MD 21117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | New York | NY | 02/1995 | 02/2022 |
| Park Avenue Securities Llc | New York | NY | 05/1999 | 02/2022 |
| Guardian Life Insurance | Chevy Chase | MD | 02/2022 | 06/2022 |
| Park Avenue Securities | Chevy Chase | MD | 02/2022 | 06/2022 |
| Guardian Life Insurance Company | Reston | VA | 06/2022 | 06/2022 |
| Park Avenue Securities | Reston | VA | 06/2022 | 06/2022 |
| Guardian Life Insurance Company | Chevy Chase | MD | 06/2022 | 01/2023 |
| Park Avenue Securities | Chevy Chase | MD | 06/2022 | 01/2023 |
| Guardian Life Insurance | Reston | VA | 01/2023 | Present |
| Park Avenue Securities | Reston | VA | 01/2023 | 10/2023 |
| Lpl Financial Llc | Owings Mills | MD | 10/2023 | Present |
1) 09/25/2023 - Tim Cerny - Non-Variable Insurance - Selling: Life, DI, LTC/Financial Growth Partners, Mass Mutual, Capitol Metro Financial, and The Sneeringer group - Investment related - 4 Hours per month - Start date: 12/1/2022. 2) 09/25/2023 - Garrison Forest Advisory Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-07 |
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