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David J Liss

J.P. Morgan Securities LLC

Dayton, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
OH RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • OH RA
    APPROVED
    Since 2012-10-01

Branch Locations

7990 Washington Village Dr., Dayton, OH 45459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dayton OH 10/2012 Present
Jpmorgan Chase Bank, N.A. Dayton OH 10/2004 Present
Previous Registrations
  • 2006-07-06 → 2012-10-01
    Chase Investment Services Corp.
    West Carrollton, OH
    Springboro, OH
    Chicago, IL
    Dayton, OH
    West Carrollton, OH
  • 1999-08-09 → 2004-10-29
    A. G. Edwards & Sons, Inc.
    Kettering, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-30
S63 Uniform Securities Agent State Law Examination 1995-10-02
  • S66 Uniform Combined State Law Examination
    2006-06-30
  • S63 Uniform Securities Agent State Law Examination
    1995-10-02
Other Names
  • David James Liss

View on SEC IAPD

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Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · Dayton, OH
ONESEVEN · DAYTON, OH
OSAIC WEALTH, INC. · CENTERVILLE, OH
LPL FINANCIAL LLC · CENTERVILLE, OH
IME FINANCIAL, LLC · KETTERING, OH
CETERA INVESTMENT ADVISERS LLC · Kettering, OH
HARBOUR INVESTMENTS, INC. · KETTERING, OH
OSAIC WEALTH, INC. · CENTERVILLE, OH

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