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Diane Emmons Taylor

Raymond James & Associates, Inc.

St. Petersburg, FL

Cordova, TN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2012-08-16
  • TN RA
    APPROVED
    Since 2012-08-16

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Cordova, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 08/2012 Present
Previous Registrations
  • 2010-04-28 → 2013-02-19
    Morgan Keegan & Company, Llc
    Memphis, TN
    Memphis, TN
  • 2009-06-01 → 2010-04-28
    Morgan Stanley
    Memphis, TN
  • 2005-03-23 → 2009-06-01
    Citigroup Global Markets Inc.
    Memphis, TN
    Memphis, TN
  • 2004-01-07 → 2005-03-21
    Morgan Stanley Dw Inc.
    Memphis, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-18
S63 Uniform Securities Agent State Law Examination 1997-06-23
  • S66 Uniform Combined State Law Examination
    2007-12-18
  • S63 Uniform Securities Agent State Law Examination
    1997-06-23
Other Names
  • Diane Emmons Taylor
  • Diane E Taylor

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST. PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST.PETERSBURG, FL
RAYMOND JAMES INVESTMENT MANAGEMENT · St. Petersburg, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Saint Petersburg, FL
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