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Kathy Cook Easley

Argent Advisors, Inc.

Ruston, LA

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Current Employers
Argent Advisors, Inc.

500 East Reynolds Drive, Ruston, LA 71270 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-11-05
TX RA APPROVED_RES 2020-10-27
  • LA RA
    APPROVED
    Since 2020-11-05
  • TX RA
    APPROVED_RES
    Since 2020-10-27

Branch Locations

500 East Reynolds Drive, Ruston, LA 71270 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Argent Financial Ruston LA 12/2002 Present
Lpl Financial Llc Ruston LA 10/2011 Present
Argent Advisors, Inc. Ruston LA 10/2020 Present
  • 12/2002 → Present
    Argent Financial
    Ruston, LA
  • 10/2011 → Present
    Lpl Financial Llc
    Ruston, LA
  • 10/2020 → Present
    Ruston, LA
Other Businesses

1. 10/19/2011: REGISTERED INVESTMENT ADVISOR - ARGENT ADVISORS, INC. - HYBRID RIA - ACCOUNT ADMINISTRATOR - (HYBRID) ARGENT ADVISORS, INC. 2. 3/1/2012: DBA ONLY - ARGENT INVESTING SERVICES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-06
S63 Uniform Securities Agent State Law Examination 1996-09-25
  • S66 Uniform Combined State Law Examination
    2020-10-06
  • S63 Uniform Securities Agent State Law Examination
    1996-09-25
Other Names
  • Kathy Cook Hopkins
  • Mary Kathryn Cook
  • Kathy Cook Hopkins
  • Kathy Cook Vann
  • Mary Kathryn Hopkins

View on SEC IAPD

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