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Anthony Reynard Westerfield

Wells Fargo Clearing Services, LLC

Alexandria, VA

Alexandria, VA

Alexandria, VA

Mclean, VA

Alexandria, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-08
VA RA APPROVED 2014-05-12
  • TX RA
    APPROVED_RES
    Since 2019-08-08
  • VA RA
    APPROVED
    Since 2014-05-12

Branch Locations

330 N Washington St, Alexandria, VA 22314 • United States

4601 Duke St, Alexandria, VA 22304 • United States

3506 Mount Vernon Ave, Alexandria, VA 22305 • United States

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

6565 Little River Tpke, Alexandria, VA 22312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Mclean VA 05/2014 11/2016
Wells Fargo Clearing Services, Llc Mclean VA 11/2016 Present
Previous Registrations
  • 2010-02-19 → 2014-05-13
    M&T Securities, Inc.
    Woodbridge, VA
    Mclean, VA
    Frederick, MD
    Washington, DC
    Washington, DC
    Washington, DC
    Washington, DC
    Washington, DC
    Washington, DC
    Washington, DC
    Washington, DC
    Annapolis, MD
    Burke, VA
    Annandale, VA
    Alexandria, VA
    Alexandria, VA
    Woodbridge, VA
    Alexandria, VA
    Alexandria, VA
    Alexandria, VA
    Woodbridge, VA
    Alexandria, VA
    Vienna, VA
    Falls Church, VA
    Fairfax, VA
    Fairfax, VA
    Annandale, VA
    Fairfax, VA
    Alexandria, VA
    Washington, DC
    Alexandria, VA
    Arlington, VA
    Fairfax, VA
    Franconia, VA
    Manassas, VA
    Woodbridge, VA
    Manassas, VA
    Silver Spring, MD
  • 2007-08-13 → 2008-07-15
    Bbva Compass Investment Solutions, Inc
    Houston, TX
    Houston, TX
    Houston, TX
    Katy, TX
    Katy, TX
    Houston, TX
  • 2006-07-19 → 2007-06-27
    Cetera Investment Services Llc
    Santa Maria, CA
  • 2004-08-05 → 2006-07-06
    U.S. Bancorp Advisors, Llc
    San Luis Obispo, CA
    Santa Maria, CA
    Sacramento, CA
    Solvang, CA
    Lompoc, CA
    Atascadero, CA
  • 2003-12-09 → 2004-07-02
    Strategic Advisers Llc
    Walnut Creek, CA
  • 2000-08-14 → 2003-01-23
    Wells Fargo Investments, Llc
    Palo Alto, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-06
S63 Uniform Securities Agent State Law Examination 1995-08-17
  • S65 Uniform Investment Adviser Law Examination
    1999-04-06
  • S63 Uniform Securities Agent State Law Examination
    1995-08-17
Other Names
  • Tony Reynard Westerfield

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Alexandria, VA
INTEGRATED WEALTH CONCEPTS LLC · Alexandria, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Alexandria, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA
EDWARD JONES · Alexandria, VA
THE EDGAR LOMAX COMPANY · ALEXANDRIA, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALEXANDRIA, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA

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