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8927 Hypoluxo Road Suite A5, Lake Worth, FL 33467 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-02-10 |
| RI | RA | APPROVED | 2020-08-06 |
| FL | RA | APPROVED | 2020-06-25 |
Branch Locations
127 Dorrance St., Penthouse Suite, Providence, RI 02903 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Providence | RI | 09/2010 | Present |
Insurance Agent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-22 |
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