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Current Employers
Intercarolina Financial Services, Inc.

3300 Battleground Avenue Suite 202, Greensboro, NC 27410 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2011-08-23
  • NC RA
    APPROVED
    Since 2011-08-23

Branch Locations

3300 Battleground Avenue Suite 202, Greensboro, NC 27410-2447 • UNITED STATES

Greensboro, NC • United States

3300 Battleground Avenue Suite 202, Greensboro, NC 27410 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Intercarolina Financial Servcies Inc Greensboro NC 07/2011 Present
  • 07/2011 → Present
    Intercarolina Financial Servcies Inc
    Greensboro, NC
Previous Registrations
Other Businesses

REAL ESTATE OWNERSHIP: SINGLE FAMILY,ATLAS ROAD, GREENSBORO, NC, COMP: $1 TO $999./ SINGLE FAMILY,4619 SOUTH OCEAN BLVD. NORTH MYRTLE BEACH, SC, COMP: $1,000 TO $1,999. BOARDS OF DIRECTORS: TRIAD SCOTTISH SOCIETY, NOT FOR PROFIT SCOTTISH SOCIETY., COMP:$0, HRS:1-9. FIDUCIARY ACTIVITIES: EXECUTOR, COMP:$0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-28
S63 Uniform Securities Agent State Law Examination 1995-09-21
  • S65 Uniform Investment Adviser Law Examination
    1995-09-28
  • S63 Uniform Securities Agent State Law Examination
    1995-09-21
Other Names
  • Admson Wayne Wright

View on SEC IAPD

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