Charles Michael Matisi

Current Employers

Employment History

• 01/2014 → Present
  4Thought Financial Group, Inc.
  Syosset, NY
• 04/2014 → 10/2024
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2014-11-03 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2014-02-04 → 2014-10-31
  4Thought Financial Group Inc.
  Syosset, NY
• 2012-11-16 → 2013-10-07
  Park Avenue Securities Llc
  Woodbury, NY
• 2005-08-19 → 2012-07-03
  Mml Investors Services, Llc
  Stamford, CT
  Norwalk, CT
  Southbury, CT
  Norwalk, CT
  Southbury, CT
  Greenwich, CT
  Stamford, CT
• 2003-06-12 → 2005-03-18
  Equitable Advisors, Llc
  New York, NY

Other Businesses

1. CRUMP -INSURANCE SERVICES-SALE OF INSURANCE AND FIXED ANNUITIES-6851 JERICHO TURNPIKE, SUITE 120, SYOSSET, NY 11791-5 HRS PER MONTH-STARTED JULY 2006- ONLY WORK 2 HRS DURING TRADING HOURS. 2. 4 THOUGHT FINANCIAL GROUP INC. - OUTSIDE RIA, INVESTMENT ADVISOR. START DATE 1/23/2014. 120 HOURS DEVOTED PER MONTH. 3. THE CONSILIUM GROUP, LLC. SALE AND SERVICE OF FIXED INSURANCE PRODUCTS. NOT SECURITIES RELATED. 25% OWNERSHIP. 20 HOURS DEVOTED PER MONTH, 10 HOURS DURING MARKET HOURS. 4. CHARLES M. MATISI POSITION: Financial Advisor NATURE: N/A INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2006 ADDRESS: 4250 Veterans Memorial Highway Suite 420e, Holbrook NY 11741, United States DESCRIPTION: Provide the sale and service of insurance services such as fixed annuities, life insurance, long-term care and disability.

Exams

• S66 Uniform Combined State Law Examination
  2021-12-03
• S65 Uniform Investment Adviser Law Examination
  2002-05-25
• S63 Uniform Securities Agent State Law Examination
  1996-01-31

Other Names

• Charlie Matisi