Alexander Daniel Tantleff

Citigroup Global Markets Inc.

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Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-10-15

NY RA
APPROVED

Since 2024-10-15

Branch Locations

Citi Wealth Management, Sales 5801 Sunrise Highway, Holbrook, NY 11747 • United States

Citi Retail Banking 1075 Northern Blvd, Roslyn, NY 11576 • United States

Plainview, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Cedarhurst	NY	02/2015	03/2019
Axa Advisors, Llc	New York	NY	03/2019	06/2020
Jp Morgan	Cedarhurst	NY	02/2015	03/2019
Citibank	Cedarhurst	NY	06/2020	Present

02/2015 → 03/2019

J.P. Morgan Securities Llc

Cedarhurst, NY
03/2019 → 06/2020

Axa Advisors, Llc

New York, NY
02/2015 → 03/2019

Jp Morgan

Cedarhurst, NY
06/2020 → Present

Citibank

Cedarhurst, NY

Previous Registrations

2019-03-26 → 2020-06-16

Equitable Advisors, Llc

Melville, NY
2015-02-23 → 2019-04-05

J.P. Morgan Securities Llc

Cedarhurst, NY

Woodmere, NY
2015-01-28 → 2015-02-20

Capital One Advisors, Llc

Seattle, WA
2014-02-26 → 2015-01-28

Capital One Financial Advisors Llc

Melville, NY
2013-02-26 → 2014-03-04

Morgan Stanley

Jericho, NY
2011-07-08 → 2013-03-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-07-07
S63	Uniform Securities Agent State Law Examination	2006-10-06

S65 Uniform Investment Adviser Law Examination

2011-07-07
S63 Uniform Securities Agent State Law Examination

2006-10-06

Other Names

Alexander Daniel Tantleff
Alexander Daniel Tantleff
Alex Daniel Tantleff
Alex Daniel Tantleff
Alexander Tantleff
Alex Tantleff

View on SEC IAPD

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