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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-11-02 |
| MN | RA | APPROVED | 2013-12-09 |
| TX | RA | APPROVED | 2008-10-03 |
Branch Locations
444 Cedar St, St Paul, MN 55101-2108 • United States
Woodbury, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | St Paul | MN | 10/2008 | Present |
1)SERVE ON THE MEMBERSHIP COMMITTEE WITH THE ASSOCIATION OF ADVENTIST FORUM.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-02 |
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