Scott Tracy Harris

Employer firm

The Ameriflex Group CRD 305585

$9.66B regulatory AUM 486 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 11/2022
  Principal Securities Inc
  Phoenix, AZ
• 02/2009 → 11/2022
  Principal Life Insurance Company
  Phoenix, AZ
• 04/2017 → 05/2018
  Lucca/Harris Wealth Management
  Phoenix, AZ
• 05/2022 → 06/2022
  Harris Financial Group
  Phoenix, AZ
• 06/2022 → 07/2026
  Scott Harris Financial Group
  Phoenix, AZ
• 11/2022 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 11/2022 → Present
  The Ameriflex Group
  Las Vegas, NV
• 09/2023 → 06/2025
  Osaic Wealth, Inc.
  Phoenix, AZ
• 06/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 07/2026 → Present
  Harris Mathias Wealth Management
  Phoenix, AZ

Previous Registrations

• 2009-02-27 → 2022-11-16
  Principal Securities, Inc.
  Phoenix, AZ
• 2003-01-28 → 2007-10-15
  Principal Securities, Inc.
  Phoenix, AZ
  Phoenix, AZ

Other Businesses

1) EMERALD GRANDE DESTIN FL, 10 Harbor Blvd, Unit 406A, Destin FL 32541, 06/2025, Owner, Real Estate, NIR, 1 HR/MO, 1 HR/MO TRADING. 2) AMERIFLEX, 8485 W Sunset Rd, #204, Las Vegas NV 89113, 06/2025, Investment Advisor Representative, RIA Affiliation - other than CIRA, NIR, 170 HR/MO, 170 HR/MO TRADING. 3) RONALD MCDONALD HOUSE CHARITIES, 501 E Roanoke Ave, Phoenix AZ 85004, 06/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 4 HR/MO, 0 HR/MO TRADING. 4) SCOTT HARRIS FINANCIAL GROUP, 7720 N 16Th St, Suite 350, Phoenix AZ 85020, 06/2025, Owner, DBA Name, INV REL, 170 HR/MO, 170 HR/MO TRADING. 5) FIXED INSURANCE, LIFE, ANNUITIES, LTC, DI, 7720 N16th St, Suite 350, Phoenix AZ 85020, 06/2025, Agent, 1099, NIR, 4 HR/MO, 4 HR/MO TRADING. 6) SCOTT T HARRIS PLLC, 7720 N16th St, Suite 350, Phoenix AZ 85020, 06/2025, Owner, Owner/Partner of a Business Entity, NIR, 0 HR/MO, 0 HR/MO TRADING. 7) HARRIS MATHIAS WEALTH MANAGEMENT, 7720 N 16th St Suite 350, Phoenix, AZ 85020, 07/2026, Investment Advisor Representative, DBA Name, NIR, 170 HR/MO, 100 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-29
• S63 Uniform Securities Agent State Law Examination
  1999-09-23

Designations

• Certified Financial Planner

Other Names

• Scott Tracy Harris
• Scott T Harris