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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-09-16
CA RA APPROVED 2014-09-12
  • FL RA
    APPROVED
    Since 2014-09-16
  • CA RA
    APPROVED
    Since 2014-09-12

Branch Locations

9595 Wilshire Blvd. Suite 801, Beverly Hills, CA 90212 • United States

2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Beverly Hills CA 09/2014 Present
  • 09/2014 → Present
    Raymond James And Associates
    Beverly Hills, CA
Previous Registrations
Other Businesses

I PROVIDED SEED CAPITAL AND AM A LIMITED PARTNER IN AN INVESTMENT COMPANY. THE COMPANY IS CALLED BLACKBIRD LP. I HAVE NO IMPUT IN ANY BUSINESS OR INVESTMENT DECISIONS AND AM SOLELY A PASSIVE INVESTOR. I DEVOTE NO TIME TO THIS ACTIVITY. THE FUND WAS CREATED IN JANURY 2006 AND WILL COMMENCE TRADING LATER THIS MONTH. I CAN PROVIDE THE PROSPECTUS, ADDRESS, NAMES OF GP, ETC. IF REQUESTED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-18
S63 Uniform Securities Agent State Law Examination 1996-01-20
  • S65 Uniform Investment Adviser Law Examination
    1997-10-18
  • S63 Uniform Securities Agent State Law Examination
    1996-01-20
Other Names
  • Eric Gustav Degoldsmithrothschild

View on SEC IAPD

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