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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2011-01-06
TX RA APPROVED_RES 2010-10-25
  • AL RA
    APPROVED
    Since 2011-01-06
  • TX RA
    APPROVED_RES
    Since 2010-10-25

Branch Locations

1451 W Main St, Dothan, AL 36301-1311 • United States

Hartford, AL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Dothan AL 10/2010 03/2020
Ameriprise Financial Services, Llc Dothan AL 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 204 4th AvenueHartford AL 36344, ,; ; / Commercial; 1451 West MainDothan AL 36301, ,; ; . Business Ownership; Jamala LLC; ; Real Estate-Rental; 201 West Burch Street, ,; ; ; 1 to 9 hours per month; / Hughes Properties LLC; ; Real Estate-CommercialThis company owns office building; 201 West Burch StreetHartford AL 36344, ,; ; ; 1 to 9 hours per month; / Jack Jack LLC; Owner; It is a farming company. We do bush hogging for customer's farms and pastures land.; 203 N Pontiac Ave, , Dothan, AL, 36303; Not Investment-Related; 04/08/2024; 1 to 9 hours per month; 0 during trading hours / Hughes and Associates, LLC; Owner and Principal Consultant; This company was set up to manage my Ameriprise Franchise. I will engage in coaching and consulting services for businesses that want grow their enterprise value and focus on legacy planning concepts.; 201 West Burch StreetHartford AL 36344, , Hartford , AL, 36344; Not Investment-Related; 05/15/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; First National Bank of Hartford; Chairman; 101 3rd AvenueHartford AL 36344, ,; ; 02/01/2013; 1 to 9 hours per month; / Southeast alabama dance company; board memeber; 3010 ross clark circleDothan, al 36301, ,; ; 09/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Certainty of the Uncertainty, LLC; Contractor; Manage advisory business; 1174 Veteran's Memorial Hwy, , Hauppauge, NY, 11788; Investment-Related; 04/08/2024; 60 hours per month; 60 during trading hours. Other Business Activities; Hughes and Assoiciates, LLC; Sub lease office space; 8217 Old Federal Road Montgomery AL 36117, ,; ; 07/01/2016; 0 hours per month; 0 during trading hours / Providence Christian School tennis coach; Coaching Tennis to Varsity and Junior Varsity; 4847 Murphy Mill Road, , Dothan, AL, 36303; Not Investment-Related; 01/10/2022; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-26
S63 Uniform Securities Agent State Law Examination 1995-11-20
  • S65 Uniform Investment Adviser Law Examination
    1996-08-26
  • S63 Uniform Securities Agent State Law Examination
    1995-11-20
Other Names
  • J J Hughes
  • John J Hughes
  • John J Hughes
  • John (Jj) Hughes
  • John (Jj) Hughes

View on SEC IAPD

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