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Roger Gregg Boone

LPl Financial LLC

Arlington, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-07-29
  • TX RA
    APPROVED
    Since 2003-07-29

Branch Locations

5840 Interstate 20 West #210, Arlington, TX 76017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Arlington TX 07/2003 Present
  • 07/2003 → Present
    Linsco/Private Ledger Corp.
    Arlington, TX
Previous Registrations
  • 1995-10-13 → 2003-07-30
    Waddell & Reed
    Ft Worth, TX
Other Businesses

1. 12/04/2023 - Texas Private Wealth Advisors - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 11/1/2023 - 160 Hrs/Mo; 6 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-21
S63 Uniform Securities Agent State Law Examination 1995-09-08
  • S65 Uniform Investment Adviser Law Examination
    2000-08-21
  • S63 Uniform Securities Agent State Law Examination
    1995-09-08
Other Names
  • Gregg Boone

View on SEC IAPD

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