Roger Gregg Boone

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2003 → Present
  Linsco/Private Ledger Corp.
  Arlington, TX

Previous Registrations

• 1995-10-13 → 2003-07-30
  Waddell & Reed
  Ft Worth, TX

Other Businesses

1. 12/04/2023 - Texas Private Wealth Advisors - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 11/1/2023 - 160 Hrs/Mo; 6 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-08-21
• S63 Uniform Securities Agent State Law Examination
  1995-09-08

Other Names

• Gregg Boone