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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2017-07-06
TX RA APPROVED_RES 2015-03-11
  • WY RA
    APPROVED
    Since 2017-07-06
  • TX RA
    APPROVED_RES
    Since 2015-03-11

Branch Locations

200 West 17Th Street Suite 100, Cheyenne, WY 82001-4595 • United States

Cheyenne, WY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Cheyenne WY 03/2008 Present
City National Bank Cheyenne WY 12/2019 Present
Other Businesses

(1) WYOMING MIXED MARTIAL ARTS COMMISSION; ADDRESS: N/A; BUSINESS DESCRIPTION: REGULATORY BODY THAT GOVERNS MIXED MARTIAL ARTS CONTESTS IN THE STATE OF WYOMING; NOT INVESTMENT RELATED; START DATE: 02/01/2014; CAPACITY: BOARD OF DIRECTORS; DUTIES: THE PROMULGATION OF RULES AND REGULATIONS FOR THE GOVERNING OF MMA IN WYOMING, AUDITING PROMOTER AND FIGHTER SAFETY ISSUES; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) NAME OF ENTITY: Cheyenne Chamber of Commerce ADDRESS: 121 W 15th Street suite 204 Cheyenne WY 82001 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 30/06/2025 CAPACITY: Board of Directors DUTIES: Board member HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) COMPETE WYOMING; ADDRESS: N/A; BUSINESS DESCRIPTION: PROMOTING DIVERSITY IN WYOMING; NOT INVESTMENT RELATED; START DATE: 01/13/2015; CAPACITY: BOARD OF DIRECTORS; DUTIES: BOARD MEMBER; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) CHEYENNE REGIONAL MEDICAL CENTER; ADDRESS: 214 E 23RD ST, CHEYENNE, WY 82001; BUSINESS DESCRIPTION: HOSPITAL BOARD; NOT INVESTMENT RELATED; START DATE: 06/01/2016; CAPACITY: BOARD OF DIRECTORS; DUTIES: I WILL APPROVE HOSPITAL RELATED BUDGET SPENDING & HIRING OF STAFF/PHYSICIANS, APPROVE NEW RULES & REGULATIONS; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1 (4) American Council of Young Political Leaders (ACYPL); Address: 2131 K Street NW Suite 400 Washington, DC 20037; Business Description: ACYPL is a nonpartisan nonprofit organization internationally recognized as the pre-eminent catalyst; Start Date: 06/19/17; Capacity: Board of Directors; Duties: Serve as a governing body for a non profit. Help raise funds and ensure the entity is responsible for those expenditures.; HOURS DEVOTED PER WEEK: 1 hr; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1 (5) NAME OF ENTITY: United Way ADDRESS: 1007 E Lincoln way, Cheyenne, WY 82001 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: United Way CAPACITY: Board of Directors START DATE: 1/1/2022 DUTIES: We will help the United Way fund raise and advocate for community participation HOURS DEVOTED PER MONTH: 1-2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (6) NAME OF ENTITY: App made by my family ADDRESS: 2900 Capitol Avenue Cheyenne, WY 82001 Cheyenne, Wyoming US-WY 82001 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jul 11, 2022 CAPACITY: Owner DUTIES: not a company - just creating an app HOURS DEVOTED PER MONTH: 0 - 4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 (7) NAME OF ENTITY: John Conner 307 LLC ADDRESS: 2900 Capitol Avenue Cheyenne, WY 82001 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: My wife and I's LLC to hold property CAPACITY: Owner - Passive START DATE: 06/08/2023 DUTIES: Ownership. HOURS DEVOTED PER MONTH: 1.0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (8) Name of Entity: IBEats Non-investment related Address: 1111 East Lincolnway Unit 101, Cheyenne, Wyoming 82001 Nature of OBA: LLC to invest in property Position/Title/Role: Owner - Passive Start date: 05/29/23 Time devoted: 1 hour per month; 0 during securities trading hours Duties: provide capital for investment

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-22
  • S66 Uniform Combined State Law Examination
    2000-09-22

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