Erick Baer

Current Employers

Emerson Equity Llc

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-03-21

CA RA
APPROVED

Since 2018-03-21

Branch Locations

155 Bovet Road, Suite 725, San Mateo, CA 94402 • US

Redondo Beach, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Woodbury Financial Services Inc	Thousand Oaks	CA	09/2015	12/2016
Self Employed	Thousand Oaks	CA	01/2017	02/2018
Emerson Equity Llc	San Mateo	CA	03/2018	Present

09/2015 → 12/2016

Woodbury Financial Services Inc

Thousand Oaks, CA
01/2017 → 02/2018

Self Employed

Thousand Oaks, CA
03/2018 → Present

Emerson Equity Llc

San Mateo, CA

Previous Registrations

2015-09-23 → 2016-12-05

Woodbury Financial Services, Inc.

Thousand Oaks, CA

Costa Mesa, CA

Thousand Oaks, CA
2011-06-02 → 2015-09-23

J P Turner & Company Capital Management, Llc

Thousand Oak, CA
2011-03-17 → 2011-07-13

Planned Asset Management

Calabasas, CA
2010-05-03 → 2011-06-01

Independent Financial Group, Llc

San Diego, CA

San Diego, CA

Calabasas, CA
2005-05-31 → 2010-04-29

Afa Advisor Services Llc

Calabasas, CA

Thousand Oaks, CA
2005-01-20 → 2005-06-22

Worthmark Financial Services, Llc

St. Paul, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-01-19
S63	Uniform Securities Agent State Law Examination	1995-09-18

S65 Uniform Investment Adviser Law Examination

2005-01-19
S63 Uniform Securities Agent State Law Examination

1995-09-18

View on SEC IAPD

Current Employers

Emerson Equity Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews