Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Trust Securities, Inc. | Houston | TX | 10/2006 | 02/2019 |
| Northern Trust Bank | Houston | TX | 01/2009 | 02/2019 |
| Wells Fargo Clearing Services | Austin | TX | 08/2019 | 04/2023 |
| Wells Fargo Bank | Austin | TX | 08/2019 | 04/2023 |
| Unemployed | Austin | TX | 03/2019 | 08/2019 |
| Cetera Investment Services Llc | Saint Cloud | MN | 07/2023 | Present |
| Cetera Investment Advisers Llc | Austin | TX | 07/2023 | Present |
| Verabank | Austin | TX | 07/2023 | Present |
SR. WEALTH ADVISOR FOR VERA BANK; BUSINESS DEVELOPMENT AND RELATIONSHIP MANAGEMENT; BUILD RELATIONSHIPS WITH NEW CLIENTS AND COORDINATE CLIENTS WITH THE APPROPRIATE SPECIALISTS AT THE BANK; DO NOT MAKE INVESTMENT DECISIONS, PLACE TRADES, OR RECOMMEND SPECIFIC SECURITIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-21 |
| S65 | Uniform Investment Adviser Law Examination | 1996-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-30 |
Reach out to this advisor