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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group, Inc | Houston | TX | 04/2008 | 07/2025 |
| Lpl Financial Llc | Henderson | TX | 07/2025 | Present |
1. 07/10/2025- Graze Cattle Company, LLC- Business Owner- Not INV Related- At Reported Business Location(s)- Start date 11/01/2016- 30 Hours Per Month- 5 Hours During Trading 2. 07/10/2025- Arden Jack Ranch-Business Owner- Not INV Related- At Reported Business Location(s)- Start date 02/01/2016- 5 Hours Per Month- 5 Hours During Trading 3. 07/10/2025- Duey Financial Group, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 05/01/2008- 80 Hours Per Month- 80 Hours During Trading 4. 07/10/2025- Adam Duey- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 05/01/2008- 50 Hours Per Month- 50 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-10-05 |
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