Adam Todd Duey

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → 07/2025
  Next Financial Group, Inc
  Houston, TX
• 07/2025 → Present
  Lpl Financial Llc
  Henderson, TX

Previous Registrations

• 2008-04-02 → 2025-07-10
  Next Financial Group, Inc.
  Houston, TX
  Houston, TX
  Henderson, TX
• 2003-05-27 → 2008-09-10
  Marathon Advisors, Inc
  Austin, TX
• 2002-06-24 → 2008-04-04
  Securian Financial Services, Inc.
  Austin, TX
  Dallas, TX
  Austin, TX
• 2007-10-25 → 2008-04-04
  Cri Securities, Llc
  Austin, TX
  Dallas, TX
  Austin, TX

Other Businesses

1. 07/10/2025- Graze Cattle Company, LLC- Business Owner- Not INV Related- At Reported Business Location(s)- Start date 11/01/2016- 30 Hours Per Month- 5 Hours During Trading 2. 07/10/2025- Arden Jack Ranch-Business Owner- Not INV Related- At Reported Business Location(s)- Start date 02/01/2016- 5 Hours Per Month- 5 Hours During Trading 3. 07/10/2025- Duey Financial Group, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 05/01/2008- 80 Hours Per Month- 80 Hours During Trading 4. 07/10/2025- Adam Duey- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 05/01/2008- 50 Hours Per Month- 50 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  1999-10-05

Designations

• Certified Financial Planner
• Chartered Financial Consultant