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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-05
  • IL RA
    APPROVED
    Since 2025-09-05

Branch Locations

2601 S. Becker Rd, Elizabeth, IL 61028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Joeambrosia/Self Employed Elizabeth IL 06/1982 Present
Avantax Investment Services, Inc. Elizabeth IL 07/1995 09/2025
Galena School District Galena IL 01/2014 02/2018
Regional Office Of Education 08 Freeport IL 02/2014 12/2018
Elizabeth Nursing Home Elizabeth IL 06/2015 Present
Avantax Advisory Services Elizabeth IL 01/2017 09/2025
Cetera Wealth Services, Llc Elizabeth IL 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
Jnm Financial Services Elizabeth IL 08/1994 Present
  • 06/1982 → Present
    Joeambrosia/Self Employed
    Elizabeth, IL
  • 07/1995 → 09/2025
    Avantax Investment Services, Inc.
    Elizabeth, IL
  • 01/2014 → 02/2018
    Galena School District
    Galena, IL
  • 02/2014 → 12/2018
    Regional Office Of Education 08
    Freeport, IL
  • 06/2015 → Present
    Elizabeth Nursing Home
    Elizabeth, IL
  • 01/2017 → 09/2025
    Avantax Advisory Services
    Elizabeth, IL
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Elizabeth, IL
  • 09/2025 → Present
    Schaumburg, IL
  • 08/1994 → Present
    Jnm Financial Services
    Elizabeth, IL
Previous Registrations
  • 2017-01-13 → 2025-09-05
    Avantax Advisory Services
    Elizabeth, IL
Other Businesses

1) St Mary Catholic Church; 112 E Washington St, Elizabeth, IL 61028; Other; 7/1/2019; 1hrs; 0hrs; Attend 1/4ly meetings to monitor budget. Establish annual budget. Approve major expenses of church w/ other committee members. 2) ELIZABETH AREA CHAMBER OF COMMERCE; POSITION: Member NATURE: Member of Elizabeth Area Chamber of Commerce, a 501c3 organization. Attend monthly meetings when I am available. Assist with events when I can. INVESTMENT RELATED: No; 1; 0; 01/01/2022; P.O. Box 371, Elizabeth IL 61028, Assist with events when I can. Normal role is as a contact for the Village of Elizabeth Economic Development Committee to provide updates/progress as they develop. 3) ELIZABETH COMMUNITY FAIR; POSITION: Board Member NATURE: Assist in helping set up and promote annual community fair event. INVESTMENT RELATED: No; 1; 0; 01/01/2022; 111 East Myrtle ST, Elizabeth IL 61028, Erect/take down tents, clean grounds, etc. Attend monthly meetings to determine types of entertainment to sponsor at annual fair. 4) RENTAL HOUSE; POSITION: Owner/landlord NATURE: Personal residence that I rent to individuals. Single family home on a month-to-month rental. Simple rental agreement w/ utilities paid by tenants. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011; ADDRESS: 2633 S. Becker Rd, Elizabeth IL 61028: Owner/landlord. Responsible for major maintenance items as well as insurance/taxes/etc. Tenants pay all utilities and maintain yard/lawns. Month-to-month rental agreement, no lease 5) NAME OF OTHER BUSINESS: JNM FINANCIAL SERVICES INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/1/1994, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL , APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS: 15, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-22
S63 Uniform Securities Agent State Law Examination 1995-10-13
  • S65 Uniform Investment Adviser Law Examination
    2016-11-22
  • S63 Uniform Securities Agent State Law Examination
    1995-10-13

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