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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-04 |
| IL | RA | APPROVED | 2023-05-24 |
Branch Locations
2211 York Road Suite 100, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 12/2015 | 06/2020 |
| Commonfund Securities, Inc. | Wilton | CT | 06/2020 | 04/2023 |
| Morgan Stanley Smith Barney Llc | Oak Brook | IL | 04/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-24 |
| S66 | Uniform Combined State Law Examination | 2017-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-01 |
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