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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-06-22
TX RA APPROVED 2019-11-04
  • FL RA
    APPROVED
    Since 2022-06-22
  • TX RA
    APPROVED
    Since 2019-11-04

Branch Locations

1819 Main St Ste 1002 10Th Floor, Sarasota, FL 34236 • United States

Bradenton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors, Inc. Norcross GA 11/2013 02/2019
Planning Solutions Group Fulton MD 11/2013 02/2019
Ameriprise Financial Services, Inc Timonium MD 03/2019 06/2022
Ameriprise Financial Services, Inc Sarasota FL 06/2022 06/2022
Ameriprise Financial Services, Llc Sarasota FL 03/2020 03/2020
Ameriprise Financial Services, Llc. Sarasota FL 06/2022 Present
  • 11/2013 → 02/2019
    Triad Advisors, Inc.
    Norcross, GA
  • 11/2013 → 02/2019
    Planning Solutions Group
    Fulton, MD
  • 03/2019 → 06/2022
    Ameriprise Financial Services, Inc
    Timonium, MD
  • 06/2022 → 06/2022
    Ameriprise Financial Services, Inc
    Sarasota, FL
  • 03/2020 → 03/2020
    Sarasota, FL
  • 06/2022 → Present
    Sarasota, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-20
  • S66 Uniform Combined State Law Examination
    2019-07-20
Other Names
  • Sandra Dee Garton
  • Sandra Dee Harbin
  • Sandra Dee Strathy
  • Sandra Dee Strathy

View on SEC IAPD

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