Karen Petersen Rau

Employer firm

Fiduciary Counselling Inc CRD 104753

$10.1B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 07/2016
  Fifth Third Bank
  South Elgin, IL
• 10/2013 → 07/2016
  Fifth Third Securities
  South Elgin, IL
• 08/2016 → Present
  Fiduciary Counselling Inc.
  St. Paul, MN

Previous Registrations

• 2013-11-13 → 2016-08-09
  Fifth Third Securities, Inc.
  South Elgin, IL
  Carpentersville, IL
• 2010-09-20 → 2013-10-07
  Ausdal Financial Partners, Inc.
  Downers Grove, IL
• 2007-05-29 → 2010-05-13
  Citigroup Global Markets Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Crystal Lake, IL
• 2005-08-17 → 2007-05-29
  Citicorp Investment Services
  Crystal Lake, IL
  Crystal Lake, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-11-02
• S63 Uniform Securities Agent State Law Examination
  1995-08-31

Other Names

• Karen Rau
• Karen Kay Petersen