David Ray Rodriguez

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Austin, TX

Previous Registrations

• 2005-10-31 → 2023-09-01
  Osaic Services, Inc.
  Austin, TX
  Bedford, TX
• 2004-04-13 → 2005-10-31
  Sunamerica Securities, Inc.
  Austin, TX
• 2001-03-30 → 2004-01-23
  Legg Mason Wood Walker, Incorporated
  Austin, TX

Other Businesses

1. FIXED INSURANCE AND ANNUITIES OFFERED THROUGH TNBC, BSMG-Vive and Tru choice. 314 E. HIGHLAND MALL BLVD. SUITE208 AUSTIN, TX 78752, SINCE 3/04. 2. Osaic Wealth, INC CORPORATE RIA, FINANCIAL ADVISOR. 40 HRS/MO, SINCE 09/2023. AS PART OF MY FINANCIAL PLANNING APPROACH I WILL RECOMMEND ETF's, bonds and mutual funds. Also will recommend FIXED ANNUITIES/INSURANCE ANNUITIES AS NEEDED. 3. DAVID RODRIGUEZ POSITION: independent agent NATURE: independent agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 01/01/2004 ADDRESS: 314 E. Highland Mall Blvd., Suite 208 Austin, Tx 78752, Austin TX 78752, United States DESCRIPTION: Recommend life insurance, variable and fixed annuities 4. RODRIGUEZ FINANCIAL, INC POSITION: president/CEO NATURE: S corp INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2012 ADDRESS: 314 E. Highland Mall Blvd, Suite 208, Austin TX 78752 DESCRIPTION: payroll, taxes and expenses

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-07-30
• S63 Uniform Securities Agent State Law Examination
  1995-08-23

Designations