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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-11-02 |
| AZ | RA | APPROVED | 2018-10-10 |
| CA | RA | APPROVED | 2008-01-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Richmond | VA | 05/2009 | Present |
HEKA ENERGY DRINK LLC; NOT INVESTMENT RELATED; ALAMO, CA; 50% OWNERSHIP; RETAIL ENERGY DRINK; START 6/1/2013; 10 HRS PER MONTH; 0 HRS DURING TRADING. PGWM HOLDINGS LLC DBA PRESIDIO GROUP WEALTH MANAGEMENT, INV RELATED, TUCSON, AZ, 100% OWNERSHIP, START 10/26/2018, 40 HOURS PER MONTH, 40 HOURS DURING TRADING, FINET PRACTICE. PRESIDIO GROUP WEALTH MANAGEMENT; INVESTMENT RELATED; TUCSON,AZ; 33% OWNERSHIP; START DATE 09/01/2018; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 8; FINET PRACTICE. PRESIDIO GROUP GROWTH PARTNERS LLC, INV RELATED, WALNUT CREEK, CA, 33.33% OWNERSHIP, START 1/1/2023, 40 HOURS PER MONTH, 20 HOURS DURING TRADING, FINET PRACTICE. LOMBARD WEALTH MANAGEMENT LLC; INV RELATED;WALNUT CREEK,CA; 33.33% OWNERSHIP; START DATE: 06/15/2026; 12 HRS PER MONTH; 12 HRS DURING TRADING; SIERRA ASSET MANAGEMENT, LLC; INV RELATED;OAKHURST ,CA; REGISTERED INVESTMENT ADVISOR;34% OWNERSHIP; START DATE: 07/01/2026; 8 HRS PER MONTH; 8 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-23 |
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