John Joseph Duval

Employer firm

Bantam Inc. CRD 288075

$30.5M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2004 → Present
  Accelerant Llc
  Staatsburg, NY
• 05/2017 → Present
  Bantam Inc.
  Staatsburg, NY

Previous Registrations

• 2017-07-31 → 2017-12-18
  Bantam Inc.
  Staatsburg, NY
• 1997-07-03 → 2004-09-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Other Businesses

I manage and serve as an expert witness in a securities litigation consulting firm. I do not give any investment advice as part of this business. I do not receive commissions or any form of payment for investment advice.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-04-26
• S63 Uniform Securities Agent State Law Examination
  1995-08-17

Other Names

• Jack Duval
• John J (Jr) Duval
• John Joseph Duval
• John Joseph (Jr) Duval