Christopher Thomas Fenton

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-06-30
NY	RA	APPROVED	2021-06-09

TX RA
APPROVED_RES

Since 2021-06-30
NY RA
APPROVED

Since 2021-06-09

Branch Locations

6375 Mill Street, Rhinebeck, NY 12572 • United States

Pleasant Valley, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
M&T Securities, Inc.	Highland	NY	11/1997	Present
Lpl Financial Llc	Rhinebeck	NY	06/2021	Present

11/1997 → Present

M&T Securities, Inc.

Highland, NY
06/2021 → Present

Lpl Financial Llc

Rhinebeck, NY

Previous Registrations

2013-07-22 → 2021-06-09

M&T Securities, Inc.

Fishkill, NY

Kingston, NY

Salt Point, NY

Kingston, NY

Fishkill, NY

Lagrangeville, NY

Pougkeepsie, NY

Poughkeepsie, NY

Paramus, NJ

Kingston, NY

Red Hook, NY

Rhinebeck, NY

Highland, NY

Kingston, NY

Fishkill, NY

Syracuse, NY

Paramus, NJ

Baltimore, MD

Other Businesses

1. 06/16/2023 - Wilmington Advisors@ M&T - Not Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/21/2021 - 160 Hours Per Month/ 160 Hours During Securities Trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-04-07

S63 Uniform Securities Agent State Law Examination

1986-04-07

Designations

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews