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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-05-06 |
Branch Locations
111 North Orange St, Orlando, FL 32801 • United States
Longwood, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbtis | Charlotte | NC | 08/2014 | 03/2019 |
| Bb&T | Orlando | FL | 07/2014 | 03/2019 |
| Bb&T Securities, Llc | Orlando | FL | 01/2018 | 03/2019 |
| Regions Bank | Orlando | FL | 04/2019 | Present |
| Cetera Investment Advisers Llc | Orlando | FL | 04/2019 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 04/2019 | Present |
REGIONS WEALTH ADVISOR.PRIVATE BANKER FOR HIGHT NET WORTH CLIENTS. 2) SAWTELLE DEVELOPMENT LLC 50% OWNER LLC. SMALL COMMERCIAL BLDG.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-12 |
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