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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • TN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

2176 West St Ste 100, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life St. Paul MN 07/1995 08/2023
Securian Financial Services, Inc. St. Paul MN 07/1995 08/2023
Shoemaker Agency Germantown TN 07/1995 Present
Cetera Wealth Services, Llc Germantown TN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 07/1995 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 07/1995 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 07/1995 → Present
    Shoemaker Agency
    Germantown, TN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Germantown, TN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2003-05-19 → 2023-08-10
    Securian Financial Services, Inc.
    Germantown, TN
    Germantown, TN
    St. Paul, MN
Other Businesses

SHOEMAKER FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2001 ADDRESS: , Ham Lake MS , United States DESCRIPTION: Agent/Broker

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-08-23
  • S63 Uniform Securities Agent State Law Examination
    1995-08-23

View on SEC IAPD

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