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Gregory Takashi Broner

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Orlando, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-16
FL RA APPROVED 2019-08-29
  • TX RA
    APPROVED_RES
    Since 2019-10-16
  • FL RA
    APPROVED
    Since 2019-08-29

Branch Locations

3173 E Colonial Dr, Orlando, FL 32803 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Jacksonville FL 06/2012 05/2017
Wells Fargo Bank, Na Jacksonville FL 06/2012 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 06/2019 Present
Bank Of America, N.A. Orlando FL 06/2019 Present
Unemployed Orlando FL 06/2017 06/2019
  • 06/2012 → 05/2017
    Wells Fargo Advisors, Llc
    Jacksonville, FL
  • 06/2012 → 05/2017
    Wells Fargo Bank, Na
    Jacksonville, FL
  • 06/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Orlando, FL
  • 06/2019 → Present
    Bank Of America, N.A.
    Orlando, FL
  • 06/2017 → 06/2019
    Unemployed
    Orlando, FL
Previous Registrations
  • 2012-06-19 → 2017-05-23
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
    Orlando, FL
    Jacksonville, FL
    Charlotte, NC
    Orlando, FL
    Minneapolis, MN
    Orlando, FL
  • 2009-06-23 → 2012-02-28
    Fifth Third Securities, Inc.
    Orlando, FL
  • 2008-03-14 → 2009-03-05
    Banc Of America Investment Services, Inc.
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-26
S63 Uniform Securities Agent State Law Examination 1995-08-23
  • S66 Uniform Combined State Law Examination
    2019-07-26
  • S63 Uniform Securities Agent State Law Examination
    1995-08-23
Other Names
  • Greg Broner
  • Gregory Takashi Broner
  • Gregory Broner

View on SEC IAPD

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