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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-06-24 |
| NE | RA | APPROVED | 2025-06-20 |
| MN | RA | APPROVED | 2021-02-23 |
Branch Locations
6160 Golden Hills Drive, Minneapolis, MN 55416 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Retirement Solutions | Saint Louis Park | MN | 01/2016 | 07/2018 |
| Transamerica Investors Securities Corporation | Saint Louis Park | MN | 03/2016 | 07/2018 |
| Unemployed | Saint Louis Park | MN | 07/2018 | 05/2019 |
| Principal Life Insurance Company | Minnetonka | MN | 05/2019 | 01/2021 |
| Principal Securities Inc. | Minnetonka | MN | 05/2019 | 01/2021 |
| Mma Agency | Minneapolis | MN | 01/2021 | Present |
| Mma Securities | Minneapolis | MN | 01/2021 | Present |
The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-20 |
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