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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2016-04-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Staten Island | NY | 05/1993 | Present |
| Bank Of America, Na | Staten Island | NY | 01/2010 | Present |
I*127482For profit or not for profit: Non-Profit OrganizationName of outside business organization: Critsian Rivera FoundationInvestment related: NoAddress of business: Edgewater, New Jersey 07020Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 1/1/2019Number of hours devoted: 100 hrs AnnuallyNumber of hours devoted during trading hours: 0Duties: help to raise money for children brain cancerI*1204464For profit or not for profit: Name of outside business organization: Coterra Energy Inc.Investment related: NAddress of business: Houston, Texas, 77024Nature of business: Business or Industry OrganizationPosition, title, association: OtherStart date of relationship: 3/7/2023Number of hours devoted: 0 Number of hours devoted during trading hours: 0Duties: land owner for mineral rights, receiving mineral rights on property ownedI*1209280Entity Type: For ProfitName of outside business organization: Southwestern Energy CompanyInvestment related: NoAddress of business: Spring, Texas, 77389Nature of business: CorporationPosition, title, association: Other Start date of relationship: 3/7/2023Number of hours devoted: 0 Number of hours devoted during trading hours: 0Duties: Land owner getting mineral rights, No responsibilities. Getting paid for mineral rightsI*4603274 Entity Type: Fiduciary role Name of OBA: COL T. L P. Address: Staten Island, New York, 10307 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/02/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*4655291 Entity Type: N/A Name of OBA: MLPF& S CUST FPO T P IRA FBO T P Address: Staten Island, New York, 10306 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/25/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0, Yearly Duties: Parents I*4654325 Entity Type: N/A Name of OBA: MR P L P TTEE U/A DTD 08/17/2023 BY MR T L P Address: Staten Island, New York, 10306 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 06/25/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0, Yearly Duties: Parents I*4654323 Entity Type: N/A Name of OBA: COL T L P Address: Staten Island, New York, 10306 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/25/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0, Yearly Duties: Parents I*4654324 Entity Type: N/A Name of OBA: MLPF& S CUST FPO T L P IRA FBO T L P Address: Staten ISland, New York, 10306 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/24/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0, Yearly Duties: Parents
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-07 |
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