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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-25 |
| OH | RA | APPROVED | 2024-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Cincinnati | OH | 07/2014 | 06/2024 |
| Securities America Advisors | Cincinnati | OH | 10/2014 | 06/2024 |
| Osaic Wealth, Inc. | Cincinnati | OH | 06/2024 | 11/2024 |
| Commonwealth Financial Network | Waltham | MA | 11/2024 | Present |
| Niehaus Financial Services, Llc | Cincinnati | OH | 11/2024 | Present |
1. Fixed insurance sales; as of 11/18/2024; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Tax Preparation, Niehaus Tax Services, LLC; as of 2015; 10% time spent during business hours; Conducted at branch; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-23 |
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