Patricia K Moon

J.P. Morgan Securities LLC

Manhattan Beach, CA

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2022-01-28
NY	RA	APPROVED	2021-05-03
TX	RA	APPROVED_RES	2014-06-11
CA	RA	APPROVED	2012-10-01

OH RA
APPROVED

Since 2022-01-28
NY RA
APPROVED

Since 2021-05-03
TX RA
APPROVED_RES

Since 2014-06-11
CA RA
APPROVED

Since 2012-10-01

Branch Locations

700 S Sepulveda Blvd Floor 02, Manhattan Beach, CA 90266 • United States

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Manhattan Beach	CA	10/2012	Present

10/2012 → Present

J.P. Morgan Securities Llc

Manhattan Beach, CA

Previous Registrations

2012-09-20 → 2012-10-01

Chase Investment Services Corp.

Long Beach, CA
2009-07-22 → 2012-09-20

J.P. Morgan Securities Llc

Los Angeles, CA
2007-11-21 → 2009-06-04

Citigroup Global Markets Inc.

Los Angeles, CA
2003-07-01 → 2007-04-16

Wells Fargo Clearing Services, Llc

Seal Beach, CA

Seal Beach, CA

Rolling Hills Estates, CA
1999-10-04 → 2003-07-01

Prudential Equity Group, Llc

Newport Beach,, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-01-22
S63	Uniform Securities Agent State Law Examination	1997-03-27

S65 Uniform Investment Adviser Law Examination

1998-01-22
S63 Uniform Securities Agent State Law Examination

1997-03-27

Other Names

Patricia Moon Collins
Patricia K Moon
Patricia M Collins
Patricia Moon Collins
Patricia Kathleen Mooncollins
Trish Moon
Patricia Kathleen Moon

View on SEC IAPD

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Other Offices

BEACH CITIES WEALTH MANAGEMENT, LLC · MANHATTAN BEACH, CA

ACIES INVESTMENTS MANAGEMENT, LLC · MANHATTAN BEACH, CA

WALLENDER, TIMOTHY JOSEPH · MANHATTAN BEACH, CA

LPL FINANCIAL LLC · MANHATTAN BEACH, CA

MUTUAL ADVISORS, LLC · Manhattan Beach, CA

J.P. MORGAN SECURITIES LLC · MANHATTAN BEACH, CA

CURRENT EQUITY PARTNERS, LLC · MANHATTAN BEACH, CA

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