Richard Brian Stewart

Employer firm

Chelsea Advisory Services, Inc CRD 150791

$147M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1986 → Present
  Richard B. Stewart, Cpa Pc
  Indianapolis, IN
• 06/1997 → 04/2020
  H.D. Vest Investment Services
  Indianapolis, IN
• 10/2015 → 04/2020
  Hd Vest Insurance Agency
  Irving, TX
• 06/2016 → 04/2020
  Hd Vest Advisory Services
  Indianapolis, IN
• 04/2020 → 08/2023
  American Equity Investment Corporation
  New Albany, IN
• 09/2023 → 01/2025
  Regulus Financial Group, Llc
  Kentwood, MI
• 01/2025 → Present
  Chelsea Financial Services
  Staten Island, NY

Previous Registrations

• 2025-02-10 → 2025-11-03
  Rb Stewart Financial Llc
  Indianapolis, IN
• 2016-06-02 → 2020-04-28
  Avantax Advisory Services
  Indianapolis, IN
• 1998-11-23 → 2011-08-16
  Avantax Advisory Services
  Indianapolis, IN

Other Businesses

RB Stewart Financial 6525 East 82nd St., #142 Indianapolis IN 46250 Tax Preparation/Accounting Tax Preparation/Accounting Owner Richard B Stewart, CPA, PC 6525 East 82nd St, #112 Indianapolis, IN 46250 Accounting Services/Tax Preparation Owner, Provide payroll services

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-20
• S63 Uniform Securities Agent State Law Examination
  1995-10-13

Designations

• Certified Financial Planner