Timothy Donald Soderquist

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → Present
  Morgan Stanley Smith Barney
  Sheridan, WY
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2008-10-01 → 2011-03-03
  J.P. Morgan Securities Llc
  Denver, CO
• 2006-09-27 → 2008-10-01
  J.P. Morgan Securities Inc.
  Denver, CO
• 2004-02-26 → 2006-09-27
  Banc One Securities Corporation
  Denver, CO
  Denver, CO
  Chicago, IL
• 2002-09-25 → 2003-10-14
  Banc One Securities Corporation
  Denver, CO

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-11-25
• S65 Uniform Investment Adviser Law Examination
  1998-03-16

Other Names

• Tim Soderquist
• Tim Soderquist