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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-06 |
| UT | RA | APPROVED | 2009-06-01 |
Branch Locations
60 East South Temple 20Th Floor, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Salt Lake City | UT | 04/2007 | Present |
| Morgan Stanley Smith Barney | Salt Lake City | UT | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1- MARIPOSA PROPERTIES - PARTNER *46949- Mariposa Properties LLC; Investment related: No; SLC, Utah; Real Estate; Employee (proprietor, partner, officer, director, employee, trustee, agent); 05/2008; During business hours: 0; After business hours: 2; Administrative, Property Management *534716- Estate; Investment related-Yes; Salt Lake City, Utah; 11/2022; During business hours: 1; After business hours: 2
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-19 |
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