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Pam Pongsatianwong Duncan

Helping Hand Ria, LLC

Plano, TX

CRD 2643588

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Employer firm

Helping Hand Ria, LLC CRD 309802

Reported services (Item 5G)

  • SOLICITOR FOR OTHER RIAS

From the firm’s Form ADV. Read the guides:

Current Employers
Helping Hand Ria, Llc

5550 Granite Parkway #170, Plano, TX 75024 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-22
  • TX RA
    APPROVED
    Since 2024-07-22

Branch Locations

5550 Granite Parkway #170, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Helping Hand Ria, Llc Plano TX 07/2024 Present
Smd Consulting And Accounting Plano TX 06/2015 09/2018
Capital One Plano TX 09/2018 03/2024
N/A Plano TX 03/2024 07/2024
Verily Dallas TX 09/2024 Present
  • 07/2024 → Present
    Plano, TX
  • 06/2015 → 09/2018
    Smd Consulting And Accounting
    Plano, TX
  • 09/2018 → 03/2024
    Capital One
    Plano, TX
  • 03/2024 → 07/2024
    N/A
    Plano, TX
  • 09/2024 → Present
    Verily
    Dallas, TX
Other Businesses

1) Broken Bow Family Cabins, LLC, Not Investment Related, Real Estate Rentals, Manager, Start Date 07/01/2021, 12 hours per month devoted, 0 hours per month devoted during securities trading, short term rental management 2) Verily, Dallas, TX, Not Investment Related, life-sciences and health-tech company, Start Date 09/2024, Associate, 167 hours per month devoted, 133 hours per month devoted during securities trading 3) X-Man Investments, LLC, Not Investment Related, Holding Company, Passive Investor, starting in 2025, 0 hours per month devoted, 0 hours per month devoted during securities trading, Passive investor.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-14
S63 Uniform Securities Agent State Law Examination 1995-08-02
  • S65 Uniform Investment Adviser Law Examination
    2024-05-14
  • S63 Uniform Securities Agent State Law Examination
    1995-08-02
Other Names
  • Pam Pongsatianwong

View on SEC IAPD

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